The American Revolution, continued
Within a decade after passage of the Stamp Act, Britain faced open
rebellion in its American colonies. The resulting conflict was also a civil
war, with many colonists remaining loyal to the crown. Indeed, one of Benjamin
Franklin's sons was a Loyalist leader and the last royal governor of New
Jersey. But a majority of the colonists, whether New England merchants,
Pennsylvania farmers, or Virginia planters, formed a united opposition. Their
outlook, combining Locke's political ideas with a spirit of rough frontier
independence, was also nationalistic in its dawning awareness tht many English
ways were foreign to American needs and values.
A Revolution In Minds And Hearts
John Adams (1735-1826), looking back on the Revolution, was well aware of
this developing American nationalism when he wrote in 1818:
But what do we mean by the American Revolution? Do we mean
the American war? The Revolution was effected before the war
commenced ... in the minds and hearts of the people ...
This ... was the real American Revolution. ^1
From almost the beginning, the American colonies had developed in a
direction different from England's. Most Puritan settlers in New England
opposed the Stuart kings; hundreds went to fight against Charles I in the
1640s. At the restoration of Charles II, rebels fled again to America.
Catholics, who had been favored by the later Stuarts, were persecuted at home
after the Glorious Revolution, and many came to the colonies, particularly to
Maryland. By 1775, 40 percent of the colonial population had descended from
non-English stock, mostly from Ireland and southern Germany. The resulting
cultural mix fostered more toleration for differences than was typical of any
place in Europe.
Experience in self-government conditioned colonial development. Except
for an unsuccessful attempt under James II, England had allowed the colonies
relative freedom in conducting their own affairs. This was particularly true
during the early eighteenth century, under the corrupt and static Whig
oligarchy. Radical political opinion, driven deep underground in England after
1649, ran much nearer the surface in America. Educated colonists remembered
Locke's emphasis on the social contract and the right of revolution. These
ideas appealed to people who had created their own governments in the
wilderness and who were somewhat suspicious of a distant king. In contrast,
the ruling Whig politicians forgot Locke's revolutionary implications as they
gained power and became proponents of stability.
Colonial political thought was shaped as much by growth as by
circumstances, as over 2 million discontented Europeans arrived in the
eighteenth century. The Irish and Scotch-Irish, who pushed the frontier to the
Appalachians, settled on free or cheap western land. Its easy availability
popularized the idea that property was each individual's birthright.
Grenville's restriction on westward migration after 1763 therefore aroused
much colonial resentment. His policy was generally interpreted as an English
effort to monopolize land for a privileged aristocracy. Land speculators, in
condemning the English land policy by appealing to free enterprise, found
common interests with craftsmen, merchants, and planters, who felt themselves
exploited by trade restrictions and credit controls. Expanding American
enterprises and profits could not be easily accommodated within British
mercantilism.
The peace of 1763, followed by the Grenville program, brought all the
major differences between Britain and the colonies into focus. With the French
and Spanish out of Canada and Florida, colonists felt little need for British
protection while yearning to settle the new lands. They were naturally angered
by new taxes and controls over trade, which were required by the rising costs
of the new stabilization program. British troops, under these circumstances,
were regarded as oppressors rather than defenders or peacekeepers. The changes
in British imperial policy came at just the time when they were least likely
to be successful.
Confrontation, War, And Independence
Between 1763 and 1775, relations between England and the colonies grew
steadily worse eventually erupting into open hostilities. Neither the king's
government nor the colonists had foreseen or planned this result. The few
American radicals who may have dreamed of a new political order did not
advocate such ideas in this period, when most Americans wanted reforms to
restore rights and redress grievances within the British system. The idea of
an open break - of war and revolution - became acceptable only as reform
efforts failed.
The first colonial protests came with the Grenville program, when the
Sugar Act sparked outcries against "taxation without representation" in
colonial newspapers and pamphlets. These reactions were mild, however, in
comparison with those following the Stamp Act. Colonial assemblies in
Massachusetts and New York denounced the law as "tyranny," and a "Stamp Act
Congress" meeting in New York petitioned the king to repeal the law. Mob
actions occurred in a number of places, but they were less effective than
boycotts of English goods, imposed by a thousand colonial merchants. Soon
hundreds of British tradesmen were petitioning Parliament, pleading that the
taxes be rescinded. This was done in 1766, although Parliament issued a
declaration affirming its absolute right to legislate for the colonies.
Having repealed the Stamp Act, Parliament almost immediately enacted
other revenue measures. Charles Townshend (1725-1767), chancellor of the
exchequer in the next cabinet, had Parliament levy duties on paint, paper,
lead, wine, and tea imported into the colonies from Britain. The returns were
to pay colonial governors and maintain troops garrisoned in America. Other
laws established admiralty courts at Halifax, Boston, Philadelphia, and
Charleston, to sit without juries and enforce trade regulations. The decisions
of these courts soon generated popular agitation. In Boston, this culminated
on March 5, 1770, when soldiers fired into an unruly crowd, killing five
people. Meanwhile, American merchants had entered nonimportation agreements
that cut British imports by 50 percent. Again, commercial losses induced
Parliament to repeal most of the duties, on the very day of the Boston
massacre.
For a while, the colonies appeared angry but pacified, until Lord North
(1732-1792), the king's new chief minister, blundered into another crisis. He
persuaded Parliament to grant a two-thirds cut in duties on East India Company
tea delivered to American ports. Because the Company could thus undersell
smugglers and legitimate traders, both of these groups quickly converted to
political radicalism. The tea was turned away from most American ports. In
Boston, at the famous tea party, townsmen in Indian garb dumped the tea into
the harbor. The English government retaliated in the "Intolerable Acts," by
closing the port of Boston, revoking the Massachusetts Charter, and providing
that political offenders be tried in England.
By September 1794, the crisis in Boston had created a revolutionary
climate. Representatives of twelve colonies, meeting in the First Continental
Congress at Philadelphia, denounced British tyranny, proclaimed political
representation to be a natural right, and made plans for armed resistance. By
the next April, the explosive situation around Boston had led to a conflict
between British regulars and the Massachusetts militia. In battles at
Lexington and Concord, near Boston, 8 Americans and 293 British soldiers were
killed. Those shots "heard 'round the world" marked the beginning of the
American Revolution.
The war begun at Lexington and Concord lasted eight years. At first, the
American cause appeared almost hopeless, because the king's government was not
inclined to compromise, wishing to make an example of the rebels. The prospect
encouraged radical colonial leaders to fight on desperately. It was a time, as
Thomas Paine wrote, "to try men's souls," ^2 but it was also a time for dreams
of new liberties, new opportunities, and a new social justice that might come
with independence.
The turning point of the war came in October 1777. Already occupying New
York and Philadelphia, the British attempted to split the colonies by moving
an army south from Canada. This army was forced to surrender after suffering a
crushing defeat at Saratoga in upper New York. France, which had been
cautiously helping the Americans, then signed an alliance guaranteeing
American independence. Ultimately, the French persuaded their Spanish ally to
enter the war. The Dutch also joined the alliance in a desperate effort to
save their American trade. With their sea power effectively countered, the
British pulled their two main armies back to defensive positions in New York
and on the Virginia coast. In the final campaigns of 1781, French and American
troops, aided by the French fleet, forced the surrender of British commander
Lord Cornwallis (1738-1805) to George Washington (1732-1799) at Yorktown in
Virginia.
While the war continued, American radicals were creating a new nation.
Thomas Paine's Common Sense, published early in 1776 as a spirited plea for
liberty, heavily influenced popular opinion and helped convince the American
Congress to break with England. In June, a special Congressional Committee
drafted a formal statement of principles. The resulting Declaration of
Independence, written by Thomas Jefferson, first announced the creation of the
United States. In claiming for every individual "certain inalienable rights
... to life, liberty, and the pursuit of happiness," ^3 it embodied typical
radical appeals to natural law and the social contract.
[Footnote 3: William Macdonald, ed., Select Documents Illustrative of the
History of the United States (New York: Bart Franklin, 1968), p. 2.]
Similar radical political principles, drawn from the Enlightenment, were
espoused in the Articles of Confederation. This document, completed by the
Congress in 1778 and ratified by the states three years later, established the
new government as a loose league, much like the Dutch Republic. Taxation,
control of trade, and issuance of money were all left to the sovereign states,
each represented by one vote in Congress. Major decisions required the assent
of nine states; amendments to the Articles had to be accepted by the states
unanimously. Although Congress could make war and peace, maintain armies, and
conduct Indian affairs, it was financially dependent on the states for these
functions. The system was designed to protect liberties against a distant
central government, dominated by the wealthy.
More obvious demonstrations of radical principles were provided by the
new states, which were the real centers of political power. Their
constitutions, often ratified in town meetings, manifested Locke's and
Montesquieu's ideas concerning the separation of executive, judicial, and
legislative function. "Bills of rights" typically guaranteed freedom of
speech, press, and religion. Eleven of the thirteen states provided for
separation of church and state. Many great loyalist estates were divided into
small holdings, and property qualifications for voting were considerably
lowered. These were but a few indications of applied radicalism during the war
years.
The Conservative Reaction And The American Constitution
After the war ended in 1783, the Articles of Confederation provoked a
strong conservative reaction. Some merchants wanted to send their goods to
English ports. Others wanted a common stable currency and tariff protection
against foreign goods. Wealthy people were frightened by popular uprisings,
such as Shays' Rebellion in Massachusetts, and by inflation, caused by state
issues of cheap paper currency. Moved by such concerns, prominent
conservatives urged a reconsideration of the Articles. Their efforts led to
the Constitutional Convention, which met at Philadelphia from May to September
1787. Since radicals, such as Patrick Henry (1736-1799), refused to attend the
convention, delegates were united by their concerns for protecting property
and maintaining order. Led by George Washington, Alexander Hamilton
(1757-1804), Benjamin Franklin (1706-1790), James Madison (1751-1836), and
Charles Pinckney (1746-1825), they successfully compromised differences
between large and small states, as well as those between mercantile New
England and the plantation south. In the end, they succeeded in producing a
document that strengthened the national government.
Despite the conservative views of its drafters, the Constitution affirmed
some popular principles. It limited the autonomy of public officials,
delegated specific powers to the states, and provided for state participation
in the amending process. It thus retained some of the states' rights which
were so important to the radicals.
The separation of powers was another fundamental principle of the
Constitution. It was also revealed in the Constitution's careful definition of
the functions ascribed to the legislative, judicial, and executive brances of
government. Congress was to make the laws, the president was to apply and
enforce them, and the courts were to interpret them. Other provisions
prevented any one of the branches from becoming too independent and powerful.
The president, for example, could veto laws passed by Congress, but the
legislature, by a two-thirds vote, could override a presidential veto. The
Supreme Court later expanded its original charge of interpreting laws to
interpreting the Constitution itself, thus acquiring the right to declare any
law void as unconstitutional.
In recognizing the principle of popular sovereignty, the Constitution was
similar to the Articles; it differed in its centralization of government and
in its securities against disorder. Proclaiming itself as the supreme law of
the land, it specifically prohibited the states from coining money, levying
customs, or conducting foreign diplomacy. The president, as chief executive,
commanded national military forces, an arrangement meant to protect against
popular unrest and disorder. Most of the delegates at Philadelphia feared
democracy and favored property qualifications on the franchise, a policy they
abandoned only because it was politically impractical. They indicated their
distrust of democracy, however, by avoiding the direct election of senators
and presidents.
The process of ratifying the Constitution precipitated a great political
debate. Congress, dominated by conservatives, ignored the amending provisions
of the Articles and appealed directly to the states. Radicals everywhere were
alarmed but were generally overwhelmed by arguments from the wealthier, more
articulate, and better educated Federalists, who supported the Constitution.
By promising written guarantees of individual liberties, the Federalists
ultimately won the required nine states and the Constitution was formally
adopted on July 2, 1788. Three years later, the first ten amendments
guaranteed freedom of religion, speech, and the press, along with security
against arbitrary government. Thus the radicals left a lasting legacy, despite
the Federalist triumph.
After winning their greatest victory, the Federalists dominated American
politics for more than a decade. George Washington was elected as the first
president in 1789. His two administrations imposed a high tariff, chartered a
national bank, paid public debts at face value, negotiated a commercial treaty
with England, and opposed the French Revolution, which began in the year of
Washington's election. Ironically, some French revolutionaries, such as
Lafayette, who had helped win American independence, were bitterly denounced
by American leaders a decade later.
Unfinished Business Of The American Revolution
The war for American rights and liberties left much unfinished business.
The right to vote did not extend to all male citizens for decades, until
changes were made in state constitutions, particularly in the developing
western states. An even more flagrant omission involved blacks and women, who
were denied freedom and full civil equality after the Revolution, despite
their many contributions to the American cause.
Many women helped promote the Revolution. A few, like Mercy Warren, wrote
anti-British plays and pamphlets; some published newspapers; and others
organized boycotts against British goods. Female patriots in Philadelphia,
including Benjamin Franklin's daughter, raised funds to buy shirts for
Washington's troops. Women were often involved in dangerous exploits as spies
and couriers. Seventeen-year-old Emily Geiger of South Carolina ate the
message she was carrying to General Nathanael Green when she was captured by
the British. She later delivered it verbally, after riding a hundred miles.
In addition to those who stayed home, some 20,000 women moved with the
armies. Many were wives of Continental common soldiers, who marched on foot
behind the troops, carrying their baggage and their children. In camp, they
cooked, washed, and cared for their men, sometime foraging after battles among
enemy dead for clothing and ammunition. A few saw combat, like the legendary
Mary Hayes (Molly Pitcher) and Margaret Corbin, who continued to fire their
husbands' artillery pieces after the men fell in battles at Fort Washington
(1776) and Monmouth (1778). Corbin's husband was killed, and she was severely
wounded in the arm and chest. The most famous female fighter in the Revolution
was Deborah Sampson, an orphaned Connecticut schoolteacher, who donned men's
clothes and served for more than a year in Washington's army before she was
discovered and honorably discharged.
Despite their sacrifices, American women gained few immediate
improvements. they remained legally subordinated to their husbands in the
disposition of property and practically denied the possibility of divorce.
Reacting against these conditions, Abigail Adams and Mercy Warren both urged
their husbands to promote legal and political equality for women during the
Revolution. For a while, a mild feminism was publicly expressed. The New
Jersey constitution of 1776 gave women the vote, and the same state's election
law of 1790 permitted local boards to enfranchise women. But general
indifference to the nascent women's movement led the New Jersey legislature to
end female suffrage in 1807.
The conservative reaction was even stronger against blacks, who provided
a major problem to leaders of the Revolution. Although slavery was already
losing its practical value, it was still important in the southern plantation
economy. Moreover, free northern blacks, including several hundred around
Boston, were already becoming politically conscious. To many slaveholders, the
situation promised violent black rebellion.
In response to this fear, blacks were at first banned from military
service, despite the embarrassing facts that many free blacks had supported
the Stamp Act protest. But when the British promised freedom to slave recruits
and the supply of white American volunteers dwindled, Congress began enlisting
blacks, promising slaves their freedom. Even before they could be legally
recruited, black soldiers fought at Lexington, Concord, and Bunker Hill, and
they participated in every major battle afterward. They also served at sea,
even on Virginia ships; but they were never admitted to the Virginia militia
or to any military forces of Georgia and the Carolinas, although a contingent
of Santo Domingo blacks under French command fought the British at Savannah.
The southern adherence to slavery divided the new country, providing a major
controversial issue at the Constitutional Convention.
Outside of the Deep South, a strong black emancipation movement developed
during and immediately after the Revolutionary era. While more than 100,000
former slaves escaped to Canada, to the Indians, or to British sanctuary
ships, many blacks, both free and slave, exploited the rhetoric of the
Revolution to petition for their freedom and equality. Such petitions were
supported by a growing number of white dissidents among Quakers and political
activists, such as James Otis (1724-1783), Thomas Paine, Benjamin Rush
(1745-1813), and Benjamin Franklin. In response, every state limited or
abolished the slave trade; many owners, even in the south, freed their slaves;
six state constitutions (Vermont, Connecticut, Rhode Island, Pennsylvania, New
York, and New Jersey) abolished slavery; and practical legal emancipation was
achieved in New Hampshire and Massachusetts. Free Massachusetts blacks won the
vote in 1783, a precedent slowly adopted by other free states.
Such gains, however, were offset by losses. Many blacks who had been
promised their freedom were enslaved by their former masters and even by their
new British friends. Laws against slavery were not always enforced. Even in
the northern states, emancipation was often legally delayed for decades, so
that in 1810 there were more than 35,000 slaves in New York, New Jersey, and
Pennsylvania. The conservative reaction of the 1790s, stimulated by debates in
the Constitutional Convention, and the invention of the cotton gin, which gave
a new impetus to cotton planting, confirmed the south in its economic and
emotional commitments to slavery. American slaves after the 1790s were further
from "the rights of all men" than they had been before the Revolution. This
injustice was the ultimate cause for a subsequent bloody and tragic civil war.
Impact Of The American Revolution Abroad
Even with its shortcomings, the American Revolution exerted a tremendous
influence elsewhere in the world. Americans were generally regarded as having
returned to a "state of nature" and then established a new government by a
written social contract. As their republic promised freedom, maintained order,
and achieved moderate prosperity, it seemed to validate the principles of the
Enlightenment for literate peoples of western Europe, generating a wave of
revolutionary sentiment, from Ireland to Hungary.
The trend was evident, even in England. Before the Revolution, a number
of influential Englishmen, notably Edmund Burke (1729-1797), championed the
American cause in Parliament and English radical reformers, like Major John
Cartwright (1740-1824), welcomed American independence. Pro-American
enthusiasm languished after the war began, but it revived when American
fortunes improved after Saratoga. In 1779, reform societies sprang up in
London and in rural Yorkshire. The more radical London society grew into a
National Association, with delegates drawn from county organizations,
imitating the American town meetings, state conventions, and Congress. The
Association welcomed American independence while calling for parliamentary
reform.
Even more drastic changes occurred in Ireland. During the war, after
centuries of religious persecution and economic exploitation under English
rule, Henry Gratton (1746-1820) and Henry Flood (1732-1791), two leaders of
the Irish Protestant gentry, exploited British weakness to obtain concessions.
Having created an Irish militia, supposedly to protect the coasts against
American or French attacks, they then followed American precedents. In
February 1782 a convention at Dublin, representing 80,000 militiamen, demanded
legislative independence. After the British Parliament subsequently agreed, a
new Irish legislature could make its own laws, subject only to a veto by the
British king. Ireland thus acquired a status denied the American colonies in
1774.
Ireland's response to the Revolution was almost matched in the
Netherlands, where a popular movement, in sympathy with the Americans and the
French, nearly ruined the Dutch economy. William V, the stadtholder and a
relative of the English royal family, was unjustly blamed for the nation's
misfortunes. Radical propaganda during the 1780s subjected his government to
the most violent abuse, followed by uprisings in 1785 and 1787, which forced
William to leave his capital. For a brief period, in the ensuing civil war,
"patriots" held most of the country. The revolt was suppressed only when
William's brother-in-law, the king of Prussia, sent 20,000 troops.
In France, revolutionary refugees from Holland found a congenial
atmosphere, decisively affected by American ideas. To French philosophical
radicals, the American Revolution proved their principles; to Frenchmen in the
establishment, it promised a new and favorable diplomatic alignment against
Britain. Consequently, radical ideas were no longer confined to learned
treatises but appeared everywhere in pamphlets, newspapers, and even in the
theater. Aristocractic vanities and even royal formalities suddenly became
subjects for humorous comment; but, as one French noble observed, no one
"stopped to consider the dangers of the example which the new world set to the
old."